Legal Compliance for Regulated Industries

Wills, Trusts and Estate Service

Legal Compliance

Solving legal compliance for regulated industries, the Lieb team helps industry to leverage legal change. Services include strategic planning, statutory / regulatory monitoring & interpretation, policy / forms drafting & implementation. The process begins with an initial audit of your current operating environment and controls. Next, we institute requisite safeguards to optimize your business. Through these safeguards we deliver tangible outcomes, such as cost savings & organizational efficiencies by reducing fines, legal costs and license law violations. While savings is imperative for industry, Lieb’s strategic differentiator is our ability to obtain stakeholder buy-in from your team by packaging compliance as opportunity. As such, we offer a comprehensive training and auditing program that makes compliance a profit generator rather than just a cost-reducer. Such training and auditing program also offers the extra advantage of being terrific defensive evidence in prospective litigation.

Corporate Trainings & Auditing Program

The Lieb team offers tailored training packages to regulated industries such as real estate brokerage, insurance, mortgage and title insurance companies, just to name a few. Topics include: Fair Housing & Discrimination; Americans with Disabilities Act & Commercial Real Estate; Employment Discrimination; Sexual Harassment; Agency Disclosure; Dealing with the Regulator; Deciphering Contracts; Deceptive Advertising & Marketing; Property Manager Liability; Title Regulatory Compliance and more. We package these trainings as both new employee modules and as interactive workshops with senior management. In training your team, Lieb focuses on behavioral change outcomes through our offering of both formative evaluations, prior to implementing the training throughout the enterprise, and outcome effectiveness evaluations coupled with company audits, to measure the degree that the program is increasing legal compliance. These evaluations optimize your results and also offer the extra advantage of being terrific defensive evidence in prospective litigation.

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